1218 Ocean Dynamics (2019) 69:1217–1237
sea level, are frequently available measurements of the sea
surface. The assimilation of physical observations to con-
strain the physical ocean model is common practice. How-
ever, it has been found that the assimilation of these obser-
vations to constrain the physical ocean state can deteriorate
the biogeochemical (BGC) fields. For the North Atlantic,
Berline et al. (2007) found that the assimilation of sea sur-
face temperature (SST) and sea surface height (SSH) data
changed the mixed layer so that much higher vertical nutri-
ent fluxes appeared in the mid-latitudes and sub-tropics,
which caused deteriorated phytoplankton concentrations.
Also, While et al. (2010) reported increased nutrients and in
consequence overestimated primary production and chloro-
phyll concentrations in the subtropical gyres and at the
equator. Similar increased upward flux of nutrients and cor-
responding increased production was found by Raghukumar
et al. (2015) in the California Current System. To correct for
spurious changes by the data assimilation, corrections to the
nutrient fields have been proposed (While et al. 2010; Shul-
man et al. 2013) while (Park et al. 2018) suggests to reduce
the assimilation effect around the Equator.
There are also observations of the ocean colour, from which,
e.g. concentrations of chlorophyll or diffuse attenuation
rates are derived. In particular, chlorophyll concentrations
have been used to directly influence the BGC model state
(e.g. Nerger and Gregg 2007, 2008; Gregg 2008; Ciavatta
et al. 2011; Ford et al. 2012, 2017). However, the data
errors are higher for chlorophyll than for physical quantities
like SST. Further, satellite chlorophyll observations have
particularly high uncertainties in coastal waters, because the
standard processing, like the ocean colour algorithm by Hu
et al. (2012) commonly used in the processing of MODIS
data, is only valid for clear case-1 waters and the availability
of data sets processed for the coastal regions is very limited.
Another data source on BGC quantities are in situ data,
e.g. of nitrate. While these data are also available below the
surface, they are much more sparse than satellite data, which
strongly limits their applicability for data assimilation.
In a coupled data assimilation, one can classify the data
assimilation approach depending on which model fields
are influenced by which data type. The studies mentioned
above performed a so-called ‘weakly coupled’ assimilation,
by assimilating observations of the ocean physics into the
physical model component or assimilating observations of
BGC variables into the ecosystem component of the coupled
model. A more sophisticated approach is the ‘strongly coupled’
data assimilation. In this case, one uses cross-covariances
between the physical and BGC model components to let
the assimilation algorithm utilise physical observations to
directly update also BGC model variables. Strongly coupled
data assimilation is challenging because it depends on the
quality of the estimated cross-covariances and requires that
compatible assimilation methods are used in the different
model components. This appears to be a particular issue for
the assimilation into coupled atmosphere-ocean models as
the recent review by Penny et al. (2017) shows.
Only a limited number of studies have so far considered
the combined assimilation of physical and BGC obser-
vations. However, while assimilating both physical and
BGC observations, the published studies (Anderson et al.
2000; Ourmie`res et al. 2009; Song et al. 2016a, b; Mattern
et al. 2017) all set the cross-covariances between differ-
ent variables to zero. Thus, in terminology of coupled data
assimilation, only the weakly coupled data assimilation was
performed, in which the direct assimilation influence of
the physical observation was only on the physical model
fields, while the BGC observations had only a direct influ-
ence on the modelled BGC concentrations. Only during the
subsequent model forecast, or in iterations of a variational
minimisation method, the changed model fields interacted.
Nonetheless, the studies find that the combined weakly
coupled assimilation of physical and BGC observations
improved the overall consistency of the coupled model state.
Until now, the strongly coupled assimilation into a cou-
pled ocean-BGC model was only studied by Yu et al. (2018).
The study used an idealised configuration of a channel with
wind-induced upwelling and synthetically generated obser-
vations, i.e. a twin experiment. Different combinations of
the weakly and strongly coupled assimilation assimilating
either physical (SSH, SST and temperature profiles) or BGC
data (surface chlorophyll and nitrogen profiles) or assimilat-
ing both data types were conducted. The experiments showed
that in this idealised case, the cross-covariances between the
physical and BGC model variables contain useful informa-
tion that can be used in the strongly coupled assimilation.
In this study, the effect of the strongly coupled assimilation
in a realistic ocean-BGC model is assessed. For this
purpose, the data assimilation is performed on the coastal
coupled ocean-BGC model HBM-ERGOM configured for
the North and Baltic Seas using two nested meshes. An
earlier model version of the physical circulation model
(BSHcmod, Dick et al. 2001; Kleine 2003) with a simpler
model configuration without nesting was used in previous
studies (Losa et al. 2012, 2014; Nerger et al. 2016) to assess
the influence of SST assimilation. Only satellite SST data is
assimilated here and the effect of both weakly and strongly
coupled assimilation is assessed. A particular focus is on the
question whether the strongly coupled assimilation of SST
data, i.e. direct joint update of both the physical and BGC
model fields, improves the model state in this coastal setup.
A further aspect examined here is the different effect
when treating the BGC model fields in the assimilation
using the actual concentrations or the logarithm of them.
Based on the fact that the chlorophyll concentrations can
be well described as log-normally distributed (Campbell
1995), many studies employing ensemble Kalman filters